Slavery and the Formation of African American Culture
The study of American slavery, frequently consisting of a heated debate concerning the institution's merits, has, in recent years, branched into new directions. Scholars have become engaged in the comparative examination of differing slave systems such as those of North and South America. More recently, Stanley M. Elkins has begun an inquiry into the impact of a slave system in forming the individual character of the slaves within that system. In his provocative study, Slavery: A Problem in American Institutional and Intellectual Life, he has made some interesting comparisons between the American slave system and the German concentration camps and has endeavored to account for their respective impacts on character formation through the social-psychological theories of personality formation.
In Elkins's thinking, the concentration camps were a modern example of a rigid system controlling mass behavior. Because some of those who experienced them were social scientists trained in the skills of observation and analysis, they provide a basis for insights into the way in which a particular social system can influence mass character. While there is also much literature about American slavery written both by slaves and masters, none of it was written from the viewpoint of modern social sciences. However, Elkins postulates that a slave type must have existed as the result of the attempt to control mass behavior, and he believes that this type probably bore a marked resemblance to the literary stereotype of "Sambo." Studying concentration camps and their impact on personality provides a tool for new insights into the working of slavery, but, warns Elkins, the comparison can only be used for limited purposes. Although slavery was not unlike the concentration camp in many respects, the concentration camp can be viewed as a highly perverted form of slavery, and both systems were ways of controlling mass behavior.
The "Sambo" of American slave literature was portrayed as being docile but irresponsible, loyal but lazy, humble but chronically given to lying and stealing. He was a child figure, often demonstrating infantile silliness and exaggeration, exasperating but lovable and, above all, utterly dependent on and attached to his master. The master explained this behavior as the result of the slave's race or of his primitive African culture.
While assuming that many slaves did approximate the character of "Sambo," Elkins absolutely rejects any racial or cultural explanation. Modern African studies have not led to any evidence of a "Sambo" type in Africa. Similarly, the literature of South America does not contain any figure comparable to him. Apparently, "Sambo" was not merely the result of slavery, but he was the result of the unique form of slavery which developed in North America. Unrestricted in his powers by institutions such as the crown and the Church, the American slave master had gained total control of his slave property. In a desire to maximize the profits of his investment, he strove to develop the perfect slave. Although the slave might endeavor to conform externally while maintaining his inner integrity, eventually his performance as an ideal slave must have affected the shape of his personality. Modern existentialism has argued that how we behave determines what we are, and it is in this sense that the controlled behavior in the concentration camp and its impact on personality formation provide an illuminating parallel to the study of American slavery.
The experienced gained in the German concentration camps during the Second World War showed that it was possible to induce widespread infantile behavior in masses of adults. Childlike action extended beyond obedience to the guards and showed that a basic character transformation had occurred. Previous social-psychological theory stressed the ways in which an individual's personality was shaped during his earliest childhood years and emphasized the tenacity with which these early traits resisted attempt at alteration. Personality theory was not adequate to what occurred in the camps.
The concentration camp experience began with what has become labeled as shock procurement. As terror was one of the many tools of the system, surprise late-night arrests were the favorite technique. Camp inmates generally agreed that the train ride to the camp was the point at which they experienced the first brutal torture. Herded together into cattle cars, without adequate space, ventilation, or sanitary conditions, they had to endure the horrible crowding and the harassment of the guards. When they reached the camp, they had to stand naked in line and undergo a detailed examination by the camp physician. Then, each was given a tag and a number. These two events were calculated to strip away one's identity and to reduce the individual to an item within an impersonal system.
One's sense of personhood was further undermined by the fact that there was never any privacy. The individual had lost both his identity and his power. Everything was done to him or for him, but nothing was ever done by him. The guards had the power to dispense food, clothing, shelter, punishment, and even death Prisoners had to request permission to use the sanitary facilities, and permission was not always forthcoming. As the inmates were not sentenced for specified periods of time, they tended to view camp life as having a limitless future.
In a relatively short time, this experience of total dependence developed characteristics of infantile behavior in those prisoners who managed to avoid the extermination chambers. A childish humor and infantile giggling were common. Boasting and lying were widely practiced. Patterns of hero worship emerged, and the guards became the heroes. The prisoners came to accept their values including their German nationalism and anti-Semitism. Some even altered their uniforms to resemble those of the guards, and they slavishly followed orders beyond necessity. Attempts at resistance were very rare, and, when the liberating American forces arrived at the end of the war, they were surprised that there was not some attempt at mass revenge.
In comparison, the African who became an American slave underwent an experience which had some marked similarities to those of the German concentration camp. He too underwent a kind of shock procurement. Although millions of men became slaves, the event was unique to each man. Usually, he had been captured in the course of warfare which, in itself, was a humiliation. After being chained together and marched to the coast, his horror must have increased when he realized that he was being sold to Europeans. It was widely believed by Africans that white men were cannibals. At the coastal station, he also had to endure the humiliation of a naked inspection by a physician. This was followed by a lengthy transoceanic trip which must have exceeded the horrors of the train ride to the concentration camp. The crowded unsanitary conditions in the slave ships were at least as bad as those in the cattle cars, and the Africans also were beaten and harassed to keep them docile.
Moreover, the trip itself was much rougher and longer. After undergoing another inspection, the African was purchased and had to face lifetime of bondage in an alien environment. He was stripped of identity, given a new name, and he was taught to envision himself and his African heritage as inferior and barbaric. The White master insisted on total obedience and created a situation of utter dependence. He supplied food, clothing, shelter, discipline, and he was in a position to control the slave's friends and mating. The "Sambo" of literature mirrored reality, this life of dependency created infantile characteristics in many of the slaves and taught them to reject their past while adopting the values of their masters. The American slave system, besides exploiting the Africans labor, possessed and violated his person.
Three schools of mass behavior have been suggested as explanations: Freudian psychology, the interpersonal theories of Henry Stack Sullivan, and role psychology. Freudian psychology has put total emphases on early childhood experiences and is the least suited for this purpose. It could be argued that the shock procurement and the total detachment from previous life which it achieved both in the concentration camps and in American slavery emptied the super-ego or conscience of its contents. Then, the creation of total dependence which followed could have resulted in infantile regression. This would account for the childlike behavior of both "Sambo" and the camp inmates. The slave master the camp guard, each in his own way, became a father figure, and the respective victims internalized the value system of this symbolic father.
The interpersonal school of psychology states that the determining factor in influencing personality development can be found in the estimation and expectation of "significant others." Those responsible for the physical and emotional security of an individual are his "significant others." For a child these are his parents. As he matures, the number of "significant others" in one's experience increases. This permits one to make decisions of one's own and to develop some individuality.
However, the child has already internalized the estimations and expectations of his parents, and this tends to shape his personality for rest of his life. Still, acquiring new "significant others" as adult can be important in reshaping the adult personality. Both the American slaves and the camp prisoners were thrust into situations in which they had a new single "significant other." This was a situation similar to that of childhood, and it could have had the same impact in shaping personality. All previous "significant others" had been made insignificant, and, in each case, the estimations and expectations of this new "significant other" became internalized into the personality of the victims.
Role psychology holds the most promise for explaining the impact of a social situation in determining the development of individual personality. In role psychology the individual and society can be compared to the actor and the theater. Society provides the individual with a number of roles, and the individual's behavior is his performance, the way in which he plays them.
Normally, each individual plays a number of roles simultaneously. While some are pervasive and extensive in scope, others are limited and transitory, The role of man or woman is extensive, but that of customer or student is transitory. Society also endows some roles with considerable clarity, while leaving others open to individual interpretation, The roles people play and the way in which they play them determine personality. Within American slavery as well as within the German concentration camps, the number of roles available were severely limited, and both the slave master and the camp guard defined them very clearly. Both demanded a precise and careful performance. There were those whose performance was faultless in playing their roles. While the concentration camp guard guaranteed its performance through terror and torture, the slave master usually used more subtle means. Besides punishment for missed cues, masters displayed considerable fondness for slaves who played their part well. By restricting role availability and by carefully defining the performance, society could create a group personality type, and, through changing roles, society could change personality.
Although the innovative use of personality types has further illuminated the nature of the American slave system, it has tended to blur the individual experiences and contributions of millions of Africans into a vague amorphous abstraction. The technique has provided important insights into the plight of the slave as the victim of a dehumanizing system, but it tends to obscure the active participation of Africans in American life. Further, it is a crude generalization which, in fact, included many types within it. While most slaves were plantation field hands, there were many whose lives followed different lines and for whom slavery was a very different experience. Some slaves departed sharply enough from the "Sambo" image to become leaders in insurrections. These men were usually urban slaves possessing unusual talents, and thereby escaping much of the emasculation which the typical slave had to endure.
Emphasizing the slave as the victim of the slave system further reduces him to a passive object by insisting that the slave was effectively detached from his African heritage. Many scholars, including Elkins, believe that the attempt to discover Africanisms in America by researchers such as Melville J. Herskovits has led to trivial and insignificant results. This belief is reinforced by the example of the German concentration camps. There, people from wide variety of social and educational backgrounds reacted in highly similar ways. Apparently the individual had been detached from his prior life, and his reactions to the camp were shaped in standardized manner. Similarly, it is argued, the slave was stripped of his heritage, so that none of his African background could influence his life in America. His personality and behavior were shaped exclusively by the unique form of American slavery.
However, if we apply the experiences gained in the Chinese prisoner-of-war camps during the Korean War, some doubts on this point can be raised. While Americans from a wide variety of social and educational backgrounds behaved with a marked similarity to each other, thereby appearing to prove that their previous experiences were irrelevant to their reactions to the camp, there was, to the contrary, a significant difference between the behavior the American and Turkish prisoners who had both been fighting the Korean War. The morale of the American prisoners was easily broken, and each one strove to look out for himself even at expense of his comrade's life. In contrast, the Turks maintained military discipline and group solidarity. This evidence would seem indicate that, while individual differences were insignificant, cultural differences did influence adjustment to the camp situation.
There are also grounds to believe that different value systems influenced the way in which contrasting cultures adjusted to slavery. While the African made the adjustment successfully, the American Indian, when he was enslaved, did not. The African's agricultural labor had contained many similarities to the work required on the plantation, but the Indian, accustomed to a migratory hunting existence, was totally unprepared for plantation slavery. He found nothing in it to sustain his values or his will to live, and he was unable to make the adjustment.
If the African's agricultural background helped his adaptation to American slavery, then we must assume that his detachment from his heritage was not complete. Perhaps, besides influencing his life as a slave, his African background may have found its way into other aspects of American society. However, it would seem that because the African came to believe in his own inferiority, there must have been very little conscious attempt to keep his culture alive. Certainly, the recent Black Power movement, which intended to revive pride in race and in the past, bears eloquent testimony to the degree to which any conscious link with the African past had been suppressed. Nevertheless, mental and emotional habit can continue without any conscious intention, and habits of this kind are important for the formation of personality, Moreover, it is possible that the image of "Sambo" as an exasperating child may tell as much about the mentality of the white master who perpetuated the picture as it does about the slave whom it depicted. Perhaps the picture of the childlike slave is also a reverse image of the sober, patronizing white master whose life was rooted in austerity. To such a man spontaneity and exuberance might well have seemed infantile.
The life of a slave did not give him much opportunity to create artifacts which could later be catalogued as evidence of African influence. However, he did create a unique music. While Negro spirituals were not imported directly from Africa, they were more than an attempt to copy the master's music. They represent highly complex fusion of African and European music, of African and European religion, and of African and European emotion. Blues and jazz, which emerged at a later date, represent a similar creative tension. They clearly evolve from the experience of the African in America and include in them elements which can be traced directly to Africa. Jazz is now viewed throughout the world as American music. It demonstrates the fact that the African immigrant was not totally detached from his heritage and that he has made significant contributions to American culture. While American slavery did violate the person of the slave, some Africans, in the face of it all, managed to maintain some sense of individuality and manhood.